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Financial Services Internal Audit 2018

Responsive auditing, delivering on quality

As the regulatory landscape evolves, new challenges and opportunities present themselves to internal audit. At this conference you'll get up to speed on current trends affecting financial services and gain insights and innovations within the practice.

Topics covered

  • Financial Services Code update
  • auditing outcomes
  • retrospective reviews
  • impact of open banking
  • best practice
  • agile auditing
  • quality assurance and improvement programmes



Introduction and welcome
Gordon Craig, Chairman BFSSAP and Director internal audit, 3i Group plc
Dr Ian Peters, Chief executive, Chartered IIA

09.15-09.55 A view from the top
Sally Clark, head of internal audit, Barclays

IIA Financial Services Code - practical guidelines
Gordon Craig, Chairman BFSSAP and Director internal audit, 3i Group plc

Janette Smith, head of internal audit - products, sales and servicing, Nationwide

Tom Lewis, global head of quality assurance and professional practices, Barclays

10.35-10.55 Refreshment break
10.55-11.30 Innovation in auditing
Marc Sabino, internal audit - head of innovation, Citibank

Agile auditing
Nick Curle, head of strategy and change, Barclays


Impact of open banking
Simon Walker, partner, financial risk management practice, KPMG

12.50-13.50 Lunch
13.50-14.00 Introduction
Gordon Craig, Chairman BFSSAP
14.00-14.40 Approaches to quality assurance and improvement programmes
Nick Dilworth, head of compliance for markets and investment trusts, Winterflood Securities

Best practice: learning from other industries

Carolyn Clarke, head of internal audit, Centrica 

David Viles, partner, Deloitte

Additional speakers to be announced

15.20-15.40 Refreshment break
15.40-16.20 Panel discussion on best practice
Speakers as per previous session
16.20-16.30 Closing remarks

CPE competency areas covered

  • improvement and innovation
  • technical expertise
  • internal audit delivery

6 CPE points

Financial Services Internal Audit 2018

Duration: 1 day

28 February 2018


Start: 09:00
End: 16:30


Broadway House

Tothill Street



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